Orthotic Prescription Principles

Orthoses are externally applied devices used to control, correct, compensate for, or protect musculoskeletal dysfunction. Understanding orthotic prescription is essential for orthopaedic surgeons managing neurological conditions, fractures, deformity correction, and rehabilitation. The fundamental biomechanical principle underlying corrective orthoses is three-point pressure - a central corrective force opposed by two counter-forces creating a moment for correction. Orthoses are named systematically by the joints they cross (AFO, KAFO, TLSO) following ISO 8549 nomenclature. AFO selection depends on the specific gait abnormality: solid AFO blocks spastic plantarflexion, hinged AFO allows controlled dorsiflexion while preventing foot drop, and ground-reaction AFO creates a knee extension moment for crouch gait. Spinal orthoses provide varying degrees of motion restriction based on their extent - LSO controls lumbosacral motion, TLSO extends to thoracolumbar junction, and halo vest provides the most reliable cervical immobilization.

ISO 8549 Nomenclature

The International Organization for Standardization (ISO) established a systematic naming convention for orthoses based on the anatomical region and joints crossed.

Lower Limb Orthoses:

• FO (Foot Orthosis): Insoles, arch supports, metatarsal pads
• AFO (Ankle-Foot Orthosis): Crosses ankle joint, controls foot position
• KAFO (Knee-Ankle-Foot Orthosis): Extends from thigh to foot, controls knee
• HKAFO (Hip-Knee-Ankle-Foot Orthosis): Includes hip joint control
• KO (Knee Orthosis): Braces for knee instability, unloading

Upper Limb Orthoses:

• WHO (Wrist-Hand Orthosis): Wrist splints, resting hand orthoses
• EWHO (Elbow-Wrist-Hand Orthosis): Extends to elbow
• SEWHO (Shoulder-Elbow-Wrist-Hand Orthosis): Full upper limb

Spinal Orthoses:

• CO (Cervical Orthosis): Soft/rigid collars
• CTO (Cervicothoracic Orthosis): Extends to upper thorax
• CTLSO (Cervicothoracolumbosacral Orthosis): Full spine control
• TLSO (Thoracolumbosacral Orthosis): Thoracolumbar control
• LSO (Lumbosacral Orthosis): Lower lumbar and sacral control

Functional Classification

Material Classification

Thermoplastics:

• Polypropylene: Most common, heat-moldable, durable
• Low-temperature plastics: Custom-molded at lower temperatures
• Carbon fiber composites: Lightweight, energy-storing (athletic use)

Metal:

• Aluminum: Lightweight, adjustable
• Steel: Heavy-duty, adjustable, traditional KAFOs
• Titanium: Lightweight, strong (specialty applications)

Soft Materials:

• Neoprene: Compression, warmth, proprioceptive feedback
• Foam: Padding, pressure distribution
• Leather: Traditional, breathable, adjustable

Three-Point Pressure System

The three-point pressure principle is the fundamental biomechanical concept underlying all corrective orthoses. It creates a bending moment to correct or control deformity.

Components:

1. Central corrective force: Applied at apex of deformity
2. Two counter-forces: Applied proximal and distal to central force
3. Moment arm: Distance between forces determines mechanical advantage

Clinical Application:

• Longer lever arms = greater mechanical advantage
• Force distribution over large surface area prevents pressure ulcers
• Soft tissue tolerance limits maximum corrective force

Examples:

• TLSO for scoliosis: Lateral pad at curve apex, counter-pads at iliac crest and axilla
• AFO for equinus: Posterior force at calf, anterior force at tibial crest, foot plate
• Knee orthosis for valgus: Lateral force at knee, medial forces at thigh and calf

Ground Reaction Force Manipulation

Floor Reaction AFO (FRAFO) and ground-reaction orthoses manipulate the ground reaction force vector relative to joint centers.

Principles:

• Ground reaction force (GRF) passes through centre of pressure
• If GRF passes anterior to knee = knee extension moment
• If GRF passes posterior to knee = knee flexion moment
• FRAFO positions GRF anterior to knee, extending the knee in stance

Clinical Application in Crouch Gait:

1. Crouch gait = excessive knee flexion in stance (common in cerebral palsy)
2. Weak quadriceps cannot maintain knee extension
3. FRAFO blocks ankle dorsiflexion, moves GRF anterior
4. External knee extension moment compensates for weak quads

Lever Arm Considerations

Long Lever = Greater Control:

• KAFO controls knee better than short KO
• Full-length thigh cuff provides better rotational control
• Trade-off: Increased weight, reduced function

Short Lever = Greater Mobility:

• Supramalleolar AFO (SMAFO) allows more tibial motion
• Short KAFOs allow easier sitting
• Trade-off: Less control of proximal joints

Indications for KAFO

Knee Instability:

• Quadriceps weakness (polio, muscular dystrophy, SCI)
• Ligamentous instability with neurological impairment
• Knee hyperextension with sensation loss

Knee and Ankle Weakness:

• Combined quadriceps and dorsiflexor weakness
• Flail limb (complete paralysis below knee)
• Myelomeningocele with high-level paralysis

Deformity Control:

• Knee flexion contracture (serial casting with KAFO)
• Genu varum/valgum with weakness
• Post-surgical protection

KAFO Components

Thigh Section:

• Thigh cuff or full-contact thigh shell
• Length determines rotational control
• Medial/lateral uprights connect to knee joint

Knee Joint Options:

• Locked knee: Maximum stability, swing-through gait
• Drop-lock: Manual unlock for sitting, locks automatically
• Offset knee joint: Provides hyperextension stability
• Polycentric knee: More anatomical motion
• Stance-control (SCKAFO): Locks in stance, free in swing

Ankle-Foot Section:

• Usually solid ankle or locked dorsiflexion
• May include adjustable ankle joints
• Stirrup connects to shoe or molded foot section

Stance-Control KAFO (SCKAFO)

Concept:

• Knee joint locks automatically during stance phase
• Unlocks during swing phase for normal knee flexion
• Combines stability with more natural gait pattern

Mechanisms:

• Weight-activated locking (extends with axial load)
• Ankle-motion triggered (ankle DF triggers knee lock)
• Electronic control (sensors detect gait phase)

Benefits over Locked KAFO:

• Improved gait pattern (knee flexion in swing)
• Reduced energy expenditure (10-20% less than locked)
• Better stair climbing and sitting
• Improved cosmesis and patient acceptance

Neurological Conditions

Stroke (Hemiplegia):

• Flaccid phase: Hinged AFO (prevent foot drop, allow DF)
• Spastic phase: Solid AFO if equinus, hinged if mild spasticity
• Consider tone-reducing features (contoured footplate)
• Upper limb: Resting hand splint to prevent contracture

Cerebral Palsy:

• Spastic diplegia: Ground-reaction AFO for crouch gait
• Spastic hemiplegia: Solid or hinged AFO depending on tone
• Equinus: Solid AFO, consider serial casting first
• KAFO rarely tolerated (high energy cost, poor acceptance)

Poliomyelitis/Post-Polio:

• Flaccid weakness pattern
• AFO if ankle dorsiflexors weak
• KAFO if quadriceps weak (locked or stance-control)
• Lightweight materials preferred (carbon fiber, aluminum)

Spinal Cord Injury:

• Complete paraplegia: RGO (Reciprocating Gait Orthosis) for therapeutic standing/walking
• Incomplete injury: AFO or KAFO based on muscle power
• High energy cost limits practical ambulation

Fractures

Tibial Shaft Fracture:

• PTB cast or PTB AFO for protected weight-bearing
• Functional brace (Sarmiento) after initial healing
• Allow knee and ankle motion while protecting tibia

Ankle Fracture (Post-Operative):

• CAM walker (Controlled Ankle Motion) boot
• Allows protected weight-bearing
• Removable for wound care and physiotherapy

Thoracolumbar Fracture:

• TLSO for stable burst or compression fractures
• Duration: 8-12 weeks typically
• Custom-molded for unstable patterns
• Jewett brace for anterior column only

Cervical Fracture:

• Halo vest for unstable C1-C2 injuries
• Rigid collar for stable subaxial injuries
• Duration: 8-12 weeks for halo

Paediatric Conditions

Developmental Dysplasia of Hip:

• Pavlik harness (0-6 months): Hip flexion and abduction
• Abduction orthosis (after Pavlik): Maintain hip position
• Not for exam focus but understand principles

Clubfoot (Post-Correction):

• Denis Browne boots and bar (Ponseti protocol)
• Boots set in external rotation and dorsiflexion
• Maintains correction achieved by casting
• Wear 23 hours/day for 3 months, then night-time

Blount Disease:

• KAFO with valgus force at knee
• Theoretical benefit in infantile Blount (less than 3 years)
• Limited evidence for efficacy

NDIS and Orthotic Provision

The National Disability Insurance Scheme (NDIS) is the primary funding source for orthoses in Australia for eligible participants with permanent and significant disability. NDIS covers the full cost of medically necessary orthoses including AFOs, KAFOs, and spinal orthoses when linked to functional goals in the participant's plan.

NDIS Orthotic Funding:

• Participants require NDIS plan with Assistive Technology funding
• Orthotist assessment and prescription included in funding
• Custom devices covered when clinically indicated
• Maintenance and replacement included over device lifespan
• Evidence of functional benefit required for funding approval

For non-NDIS patients (age-related conditions, acquired injuries), orthoses may be accessed through state-based assistive technology programs, private health insurance, or out-of-pocket payment. Many public hospitals provide orthotic services for acute fracture management.

Australian Orthotic Standards

Australian orthotists are certified through the Australian Orthotic Prosthetic Association (AOPA) with minimum Bachelor-level qualification. Custom orthoses are manufactured to ISO 8549 and ISO 22523 standards, ensuring consistent nomenclature and safety requirements. TGA registration is required for medical devices, with most orthoses classified as Class I (low risk).

Clinical Practice Patterns

In Australian orthopaedic practice, orthotic prescription typically follows collaborative multidisciplinary assessment. Major paediatric orthopaedic centres (Royal Children's Hospital Melbourne, Sydney Children's Hospital, Lady Cilento Brisbane) have integrated orthotic services for cerebral palsy management. Spinal orthotic prescription for trauma is standardized in major trauma centres following TSANZ (Trauma Service Australia and New Zealand) guidelines.

PBS Considerations:

• Orthoses are not PBS-listed (devices, not medications)
• Funding primarily through NDIS, state programs, or private payment
• Contrast with medications where PBS subsidises most costs